![]() (F3) Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records (F2) Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives (F1) Seeks Business for the Broker-Dealer from Customers and Potential Customers ![]() The table below lists the allocation of exam items for each major job function. The outline is comprised of the four major job functions of a general securities representative. The Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required.
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